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RYAN SPECIALTY HOLDINGS, INC. — Director's Dealing 2021
Jul 23, 2021
30415_dirs_2021-07-23_02df3a85-47ad-4630-ac60-86ac883bc03c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RYAN SPECIALTY GROUP HOLDINGS, INC. (RYAN)
CIK: 0001849253
Period of Report: 2021-07-21
Reporting Person: RYAN PATRICK G (Director, Chief Executive Officer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-21 | Common Units [Obligation to Sell] | $ | D | 20861109 | Disposed | Class A Common Stock (20861109) | Indirect |
Footnotes
F1: Represents Common Units of Ryan Specialty Group, LLC ("Common Units") sold to the Issuer pursuant to the Mandatory Participation described in the Issuer's preliminary prospectus filed on July 12, 2021 for cash in an amount equal to the Issuer's initial public offering price per share less underwriting discounts and commissions. Such sale was approved by the Board of the Issuer for purposes of Rule 16(b)(3).
F2: The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F3: Common Units are held in trusts and other entities for the benefit of the Reporting Person's family members and in a revocable investment entity for the benefit of employees of affiliates of the Issuer at the Reporting Person's discretion.