AI assistant
RUSH ENTERPRISES INC \TX\ — Director's Dealing 2013
Dec 2, 2013
31137_dirs_2013-12-02_c721d8f0-65cc-45fd-bac3-b44255caf311.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RUSH ENTERPRISES INC \TX\ (RUSH)
CIK: 0001012019
Period of Report: 2013-11-27
Reporting Person: RUSH W MARVIN (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-27 | Class A Common Stock | M | 10681 | $12.767 | Acquired | 44104 | Direct |
| 2013-11-27 | Class A Common Stock | S | 10681 | $29.3207 | Disposed | 33423 | Direct |
| 2013-11-29 | Class A Common Stock | M | 6491 | $12.767 | Acquired | 39914 | Direct |
| 2013-11-29 | Class A Common Stock | S | 6491 | $29.2906 | Disposed | 33423 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-27 | Option to Buy | $12.767 | M | 10681 | Disposed | 2017-03-15 | Class A Common Stock (10681) | Direct |
| 2013-11-29 | Option to buy | $12.767 | M | 6491 | Disposed | 2017-03-15 | Class A Common Stock (6491) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1125.1207 | Indirect |
Footnotes
F1: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.29 to $29.35, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.29 to $29.315, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date.