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RUMBLE RESOURCES LIMITED — Major Shareholding Notification 2015
May 17, 2015
65736_rns_2015-05-17_e20b8d15-5607-47ea-ac50-fd7530adee68.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme Rumble Resources Ltd ACN/ARSN 148 214 260
1. Details of substantial shareholder
Name Deutsche Bank AG and its related bodies corporate (together the “Deutsche Bank Group”) ACN/ARSN (if applicable) 064 165 162 The holder became a substantial holder on 14 May 2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date of the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Person’s votes(5) | Voting power(6) |
|---|---|---|---|
| Ordinaryshares | 9,531,842 | 9,531,842 | 5.08 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities (Ordinary shares) |
|---|---|---|
| Deutsche Bank AG, Sydney Branch |
Power to dispose of, or control the exercise of a power to dispose of, the securities held in capacity as principal |
9,531,842 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities (Ordinary shares) |
|---|---|---|---|
| Deutsche Bank AG, Sydney Branch |
Pan Australian Nominees Pty Ltd |
Deutsche Bank AG, Sydney Branch |
3,999,000 |
| Unknown | 5,532,842 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition |
Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Please refer to Schedule 1 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as | follows: |
|---|---|
| Name | Address |
| Deutsche Bank AG, Sydney Branch | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
| Pan Australian Nominees Pty Ltd | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
==> picture [83 x 44] intentionally omitted <==
Signature
Name Carmen Chan Deutsche Bank AG, Hong Kong Branch 18 May 2015
Schedule 1
| Date of chang | Holder of relevant interest | Nature ofchange | Consideration given in relation to change |
Class and number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
| 13/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 318,821 | 318,821 |
| 16/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 327,728 | 327,728 |
| 17/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 25,360 | 25,360 |
| 20/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 268,300 | 268,300 |
| 21/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 897,477 | 897,477 |
| 21/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 5,000 | 5,000 |
| 23/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 518,288 | 518,288 |
| 24/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 1,287,666 | 1,287,666 |
| 24/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 700,000 | 700,000 |
| 27/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 650,000 | 650,000 |
| 28/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 410,070 | 410,070 |
| 29/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.06 | 250,000 | 250,000 |
| 29/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.07 | 100,000 | 100,000 |
| 30/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 400,000 | 400,000 |
| 30/04/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 25,000 | 25,000 |
| 01/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 1,200,000 | 1,200,000 |
| 01/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.10 | 50,000 | 50,000 |
| 04/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.10 | 175,000 | 175,000 |
| 06/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.11 | 250,000 | 250,000 |
| 07/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 600,000 | 600,000 |
| 07/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 220,002 | 220,002 |
| 07/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 200,000 | 200,000 |
| 08/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.11 | 100,000 | 100,000 |
| 11/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.11 | 1,900,000 | 1,900,000 |
| 11/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.11 | 899,594 | 899,594 |
| 12/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.10 | 300,000 | 300,000 |
| 12/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.10 | 221,842 | 221,842 |
| 13/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 975,000 | 975,000 |
| 14/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 675,000 | 675,000 |
| 14/05/2015 | Deutsche Bank AG, Sydney Branch | Buy | 0.09 | 360,000 | 360,000 |