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RUMBLE RESOURCES LIMITED — Director's Dealing 2017
Dec 27, 2017
65736_rns_2017-12-27_46cf56f2-9adb-4319-a222-c12937250b52.pdf
Director's Dealing
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Appendix 3Y
Rule 3.19A.2
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
| Name of entity | Rumble Resources Limited |
|---|---|
| ABN | 74 148 214 260 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shane Sikora |
|---|---|
| Date of last notice | 26 April 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct (1)Indirect (2) | |
|---|---|---|
| Nature of indirect interest | Indirect (2) | |
| (including registered holder) | Securities held by Sapphire Beginnings Pty Ltd a | |
| Note: Provide details of the circumstances giving rise to the relevantinterest. | company which Mr Sikora is a director and | |
| shareholder. | ||
| Date of change | 22 December 2017 | |
| No. of securities held prior to change | Direct | |
| (i)313,684 Fully paid ordinary shares | ||
| Indirect (1) | ||
| (i)6,171,554 Fully paid ordinary shares | ||
| (ii)1,500,000 Unlisted Options exercisable at | ||
| $0.08 on or before 29 July 2018. | ||
| Class | Unlisted Options exercisable at $0.08 on or before | |
| 22 December 2020 | ||
| Number acquired | Indirect | |
| (i)3,000,000unlistedoptions | ||
| exercisable at $0.08 on or before 22 | ||
| December 2020. | ||
+ See chapter 19 for defined terms.
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | Nil consideration |
| No. of securities held after change | Direct(i)313,684 Fully paid ordinary sharesIndirect (1)(i)6,171,554 Fully paid ordinary shares(ii)1,500,000 Options exercisable at $0.08on or before 29 July 2018 (unlisted)(iii)3,000,000 options exercisable at $0.08 onor before 22 December 2020. |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of 3,000,000 employee incentive options asapproved at the Company AGM held on 23November 2017. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | N/A |
| Interest after change | N/A |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed above | No. |
|---|---|
| traded during a +closed periodwhere prior written clearancewas required? | |
| If so, was prior written clearance provided to allow the trade toproceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
+ See chapter 19 for defined terms.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Rumble Resources Limited |
|---|---|
| ABN | 74 148 214 260 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Brett Keillor |
|---|---|
| Date of last notice | 8 September 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest | Jointly Direct (1) |
| (including registered holder) | Mr Brett David Keillor & Mrs Helen Margaret |
| Note: Provide details of the circumstances giving rise to the relevantinterest. | Keillor; and |
| Indirect (2) | |
| Mrs Helen Margaret Keillor <keillor family<="" th=""> | |
| A/C>, of which Mr Keillor is a beneficiary. | |
| Date of change | 22 December 2017 |
| No. of securities held prior to change | (1)4,000,000 Unlisted options ($0.03, 8 |
| Sept 2020) | |
| (2)1,000,000 fully paid ordinary shares | |
| Class | Unlisted options ($0.08, 22 December 2020) |
| Number acquired | (1)3,000,000unlisted options ($0.08, 22 |
| December 2020) | |
+ See chapter 19 for defined terms.
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil consideration. |
| No. of securities held after change | (1)4,000,000 Unlisted options ($0.03, 8 Sept2020)3,000,000 Unlisted options ($0.08, 22 Dec2020)(2)1,000,000 fully paid ordinary shares |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | Unlisted employee incentive options issued toTechnical Director in accordance with employeeincentive plan and approved by shareholders atthe AGM held on 23 November 2017. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder(if issued securities) | n/a |
| Date of change | n/a |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | n/a |
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | n/a |
| Interest after change | n/a |
| Were the interests in the securities or contracts detailed above | No |
|---|---|
| traded during a +closed period where prior written clearance was | |
| required? |
+ See chapter 19 for defined terms.
| If so, was prior written clearance provided to allow the trade toproceed during this period? | n/a |
|---|---|
| If prior written clearance was provided, on what date was thisprovided? | n/a |
+ See chapter 19 for defined terms.
Appendix 3Y
Rule 3.19A.2
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
| Name of entity | Rumble Resources Limited |
|---|---|
| ABN | 74 148 214 260 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Michael Smith |
|---|---|
| Date of last notice | 8 September 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Indirect (1)Indirect (2) |
|---|---|
| Nature of indirect interest | Indirect (1) |
| (including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Securities held by Emmess Pty Ltd <emmessA/C> a company which Mr Smith is a Director andShareholder.</emmess |
| Indirect (2)Securities held by Emmess Pty Ltd < EmmessSuper Fund A/C> a super fund which Mr Smith is | |
| a beneficiary. | |
| Date of change | 22 December 2017 |
+ See chapter 19 for defined terms.
| No. of securities held prior to change | Indirect (1)(i)2,156,666 Fully paid ordinary shares(ii)250,000 Unlisted Options exercisable at$0.08 on or before 29 July 2018 |
|---|---|
| Indirect (2)(i)10,000,000 Fully paid ordinary shares | |
| Class | Fully paid ordinary sharesUnlisted options ($0.08, 22 December 2020) |
| Number acquired | Indirect (1)1,000,000 unlisted options exercisable at $0.08 onor before 22 December 2020500,000 fully paid ordinary shares |
| Indirect (2)680,000 fully paid ordinary shares | |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | Shares issued at $0.07 per shareOptions issued for nil consideration |
| No. of securities held after change | Indirect (1)Emmess Pty Ltd (i)2,656,666 Fully paid ordinary shares(ii)250,000 Unlisted Options exercisable at$0.08 on or before 29 July 2018(iii)1,000,000 options exercisable at $0.08 onor before 22 December 2020Indirect (2)Emmess Pty Ltd < Emmess Super Fund A/C>(i)10,680,000 Fully paid ordinary shares |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of 1,180,000 fully paid ordinary shares aspart of placement announced to ASX on 3November 2017 and approved at the CompanyAGM held on 23 November 2017.Issue of 1,000,000 unlisted employee incentiveoptions as approvedbyshareholdersat theCompany AGM held on 23 November 2017, underthe Company's Employee Incentive Plan. |
| Detail of contract | |
|---|---|
+ See chapter 19 for defined terms.
| Nature of interest | |
|---|---|
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | |
| Interest after change |
| Were the interests in the securities or contracts detailed above | No. |
|---|---|
| traded during a +closed periodwhere prior written clearancewas required? | |
| If so, was prior written clearance provided to allow the trade toproceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
+ See chapter 19 for defined terms.
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Rumble Resources Limited |
|---|---|
| ABN | 74 148 214 260 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Matthew Banks |
|---|---|
| Date of last notice | 7 July 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest | Indirect (1) |
| (including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Securities held by Matthew Banks <big dog<br="">A/C> a trust which Mr Banks is a beneficiary. |
| Indirect (2) | |
| Securities held by Mr Matthew Ian Banks & Mrs | |
| Sandra Elizabeth Banks <matthew banks="" f<="" s="" th=""> | |
| A/C> a trust which Mr Banks is a beneficiary. | |
| Date of change | 22 December 2017 |
| No. of securities held prior to change | Direct |
| (i)3,204,297 Fully paid ordinary shares | |
| Indirect (1) | |
| i)5,926,926 Fully paid ordinary shares | |
| ii)750,000 Unlisted Options exercisable at | |
| $0.08 on or before 29 July 2018 | |
| Indirect (2) | |
| (i)3,269,231 Fully paid ordinary shares |
+ See chapter 19 for defined terms.
| Class | Unlisted Options ($0.08, 22 December 2020) |
|---|---|
| Number acquired | DirectNilIndirect (1)1,500,000 unlisted options ($0.08, 22 December2020)Indirect (2)Nil |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil consideration |
| No. of securities held after change | Direct(i)3,204,297 Fully paid ordinary shares(ii)1,500,000 options exercisable at $0.08 onor before 30 November, 2020 (unlisted).Indirect (1)i)5,926,926 Fully paid ordinary sharesii)750,000 unlisted options exercisable at$0.08 on or before 29 July 2018iii)1,500,000 unlisted options ($0.08, 22December 2020)Indirect (2)(i)3,269,231 Fully paid ordinary shares |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | Issue of 1,500,000 employee incentive options asapproved by shareholders at the Company AGMheld on 23 November 2017. |
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder(if issued securities) | n/a |
| Date of change | n/a |
+ See chapter 19 for defined terms.
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | n/a |
|---|---|
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | n/a |
| Interest after change | n/a |
| Were the interests in the securities or contracts detailed abovetraded during a +closed period where prior written clearance wasrequired? | No |
|---|---|
| If so, was prior written clearance provided to allow the trade toproceed during this period? | n/a |
| If prior written clearance was provided, on what date was thisprovided? | n/a |
+ See chapter 19 for defined terms.