Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RUMBLE RESOURCES LIMITED Capital/Financing Update 2013

Sep 18, 2013

65736_rns_2013-09-18_d3f0513c-03cf-4624-a138-69ccebbe8f20.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

Notice Under Section 708A

19 September 2013

Rumble Resources Ltd (Company) has issued the following securities on 19 September 2013

  • 400,000 ordinary fully paid shares
  • 3,024,515 options exercisable at $0.08 on or before 30 June 2015

The ordinary fully paid shares and options exercisable at $0.08 on or before 30 June 2015 are part of a class of securities quoted on the Australian Securities Exchange Limited (ASX).

The Company gives this notice pursuant to Section 708A(5)(e) of the Corporations Act.

The shares and options were issued without disclosure to the private investors under Part 6D.2, in reliance on Section 708A(5) of the Corporations Act.

The Company, as at the date of this notice, has complied with:

  • a) the provisions of Chapter 2M of the Corporations Act; and
  • b) Section 674 of the Corporations Act.

There is no excluded information as at the date of this notice, for the purposes of Sections 708A(7) and (8) of the Corporations Act.

ENDS

For further information visit rumbleresources.com.au or contact [email protected].

Shane Sikora CEO

Rumble Resources Ltd

Suite 5, 26 Railway Road SUBIACO WA 6008

T +61 8 6555 3980

F +61 8 6555 3981

rumbleresources.com.au

ASX RTR

Executives & Management

Mr Shane Sikora CEO

Mr Terry Topping Executive Director

Mr Andrew McBain Non-executive Director

Mr Matthew Banks Non-executive Director

Mr Michael Smith Non-executive Director

Mr David Palumbo Company Secretary

Mr Andrew Jones Exploration Manager Rule 2.7, 3.10.3, 3.10.4, 3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13

Name of entity

Rumble Resources Limited

ABN

74 148 214 260

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).

1 +Class of +securities issued or tobe issued Ordinary fully paid sharesOptions exercisable at $0.08 on or before 30June 2015
2 Number of +securities issued or tobe issued (if known) or maximumnumber which may be issued 1)400,000 Ordinary fully paid shares2)3,024,515 Options exercisable at $0.08 on orbefore 30 June 2015
3 Principal terms of the +securities(e.g. if options, exercise price andexpirydate;ifpartlypaid+securities, the amount outstandingand due dates for payment; if+convertiblesecurities,theconversion price and dates forconversion) 1)400,000 Ordinary fully paid shares2)3,024,515 Options exercisable at $0.08 on orbefore 30 June 2015

+ See chapter 19 for defined terms.

4 Do the +securities rank equally inall respects from the +issue datewith an existing +class of quoted+securities?If the additional +securities do notrank equally, please state:•the date from which they do•theextenttowhichtheyparticipateforthenextdividend, (in the case of a trust,distribution)orinterestpayment•the extent to which they do notrank equally, other than inrelation to the next dividend,distribution or interest payment 1)Yes2)No - Upon exercise of the options intoordinary fully paid shares, the allotted andissued shares will rank equally in all respectswith an existing class of quoted securities.The option does not entitle the holder toparticipate in the next interest or dividendpayment.
5 Issue price or consideration 1)Nil
2)Nil
6 Purpose of the issue(If issued as consideration for theacquisitionofassets,clearlyidentify those assets) 1)Shares issued to employees pursuant theCompany's Employee Share Scheme2)Options issued to brokers for promotion andparticipation in the Company's Placementand Entitlement Offer
6a Is the entity an +eligible entity that Yes
hasobtainedsecurityholderapproval under rule 7.1A?
If Yes, complete sections 6b – 6hin relation to the +securities thesubject of this Appendix 3B, andcomply with section 6i
6b Thedatethesecurityholderresolution under rule 7.1A waspassed 9 November 2012
6c +securitiesNumberofissuedwithout security holder approvalunder rule 7.1 Nil
6d Number of +securities issued withsecurity holder approval under rule7.1A Nil

+ See chapter 19 for defined terms.

  • 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
  • 6f Number of +securities issued under an exception in rule 7.2
  • 6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation.
  • 6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
  • 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements
  • 7 +Issue dates

Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.

Cross reference: item 33 of Appendix 3B.

3,024,515 Options exercisable at $0.08 on or before 30 June 2015 – Approved 25 June 2013

400,000 Ordinary fully paid shares

N/A

N/A

Refer to Annexure 1

19 September 2013

+ See chapter 19 for defined terms.

Number +Class
8 +classNumberandofall+securitiesquotedonASX(including the +securities in section 74,207,312 Ordinary fully paidshares
2 if applicable) 19,433,676 Options exercisable at$0.08 on or before 30June 2015
12,258,333 Options exercisable at$0.25 on or before 31July 2014
6,926,996 Options exercisable at$0.35 on or before 31October 2015
Number +Class
9 +classNumberandofall 6,600,000 Options exercisable at
+securities not quoted on ASX $0.25 on or before 31
+securities(includingtheinsection 2 if applicable) July 2014
3,600,000 Options exercisable at
$0.35 on or before 31
October 2015
4,500,000 Options exercisable at
$0.45 on or before 31
October 2015
10 Dividend policy (in the case of atrust, distribution policy) on the N/A

Part 2 - Pro rata issue

increased capital (interests)

11 Issecurityholderapprovalrequired?
12 Is the issue renounceable or nonrenounceable?
13 Ratio in which the +securities willbe offered
14 +Class of +securities to which theoffer relates
15 +Recorddatetodetermineentitlements

+ See chapter 19 for defined terms.

16 Will holdings on different registers(or subregisters) be aggregated forcalculating entitlements?
17 Policy for deciding entitlements inrelation to fractions
18 Names of countries in which theentity has security holders who willnot be sent new offer documentsNote: Security holders must be told how theirentitlements are to be dealt with.Cross reference: rule 7.7.
19 Closingdateforreceiptofacceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee orcommission
22 Names of any brokers to the issue
23 Fee or commission payable to thebroker to the issue
24 Amountofanyhandlingfeepayabletobrokerswholodgeacceptances or renunciations onbehalf of security holders
25 If the issue is contingent on securityholders' approval, the date of themeeting
26 Date entitlement and acceptanceform and offer documents will besent to persons entitled
27 If the entity has issued options, andthe terms entitle option holders toparticipate on exercise, the date onwhich notices will be sent to optionholders
28 Date rights trading will begin (ifapplicable)
29 Date rights trading will end (ifapplicable)

+ See chapter 19 for defined terms.

30 How do security holders sell their entitlements in full through a broker? 31 How do security holders sell part of their entitlements through a broker and accept for the balance? 32 How do security holders dispose of their entitlements (except by sale through a broker)? 33 +Issue date

Part 3 - Quotation of securities

You need only complete this section if you are applying for quotation of securities

  • 34 Type of + securities (tick one)
  • (a) +Securities described in Part 1

(b) All other +securities

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Tick to indicate you are providing the information or documents

  • 35 If the + securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders
  • 36 If the + securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over

37 A copy of any trust deed for the additional +securities

+ See chapter 19 for defined terms.

Entities that have ticked box 34(b)

38 Number of +securities for which +quotation is sought 39 +Class of + securities for which quotation is sought 40 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities? If the additional +securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another +security, clearly identify that other +security) Number +Class 42 Number and +class of all +securities quoted on ASX (including the

+securities in clause 38)

+ See chapter 19 for defined terms.

Quotation agreement

  • 1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
  • 2 We warrant the following to ASX.
    • The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
    • There is no reason why those + securities should not be granted +quotation.
    • An offer of the + securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.

Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty

  • Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
  • If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
  • 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
  • 4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.

Sign here: ............................................................ Date:19 September 2013 (Company Secretary)

Print name: David Palumbo

== == == == ==

+ See chapter 19 for defined terms.

Appendix 3B – Annexure 1

Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities

Introduced 01/08/12 Amended 04/03/13

Part 1

Rule 7.1 – Issues exceeding 15% of capital
Step 1: Calculate "A", the base figure from which the placementcapacity is calculated
Insert number of fully paid +ordinarysecurities on issue 12 months before the+issue date or date of agreement to issue 31,850,003
Add the following:Number of fully paid +ordinary securities•issued in that 12 month period under anexception in rule 7.2Number of fully paid +ordinary securities•issued in that 12 month period withshareholder approvalNumber of partly paid +ordinary•securities that became fully paid in that12 month periodNote:•Include only ordinary securities here –other classes of equity securities cannotbe added•Include here (if applicable) the securitiesthe subject of the Appendix 3B to whichthis form is annexed•It may be useful to set out issues ofsecurities on different dates as separateline itemsSubtract the number of fully paid +ordinarysecurities cancelled during that 12 monthperiod 3,964,258 – issued 20 June 2013680,000 – issued 12 August 201319,462,794 – issued 5 September 201310,084,000 – Approved 9 November 20126,280,100 – Approved 25 June 2013400,000 – issued 19 September 2013NilNil
"A" 72,721,155

+ See chapter 19 for defined terms.

Step 2: Calculate 15% of "A"
"B" 0.15[Note: this value cannot be changed]
Multiply "A" by 0.15 10,908,173
that has already been used Step 3: Calculate "C", the amount of placement capacity under rule 7.1
Insert number of +equity securities issuedor agreed to be issued in that 12 monthperiod not counting those issued:•Under an exception in rule 7.2•Under rule 7.1A•With security holder approval under rule7.1 or rule 7.4Note:•This applies to equity securities, unlessspecifically excluded – not just ordinarysecurities•Include here (if applicable) the securitiesthe subject of the Appendix 3B to whichthis form is annexed•It may be useful to set out issues of 50,000 fully paid ordinary shares – issued10 July 2013851,157 fully paid ordinary shares – issued5 September 2013425,579 Options exercisable at $0.08 on orbefore 30 June 2015– issued 5 September2013585,000 fully paid ordinary shares – issued5 September 2013
securities on different dates as separateline items
"C" 1,911,736
Step 4: Subtract "C" from ["A" x "B"] to calculate remainingplacement capacity under rule 7.1
"A" x 0.15 10,908,173
Note: number must be same as shown inStep 2
Subtract "C" 1,911,736
Note: number must be same as shown inStep 3
Total ["A" x 0.15] – "C" 8,996,437
[Note: this is the remaining placementcapacity under rule 7.1]

+ See chapter 19 for defined terms.

Part 2

Rule 7.1A – Additional placement capacity for eligible entities
Step 1: Calculate "A", the base figure from which the placementcapacity is calculated
"A" 72,721,155
Note: number must be same as shown inStep 1 of Part 1
Step 2: Calculate 10% of "A"
"D" 0.10
Note: this value cannot be changed
Multiply "A" by 0.10 7,272,115
Step 3: Calculate "E", the amount of placement capacity under rule7.1A that has already been used
Insert number of +equity securities issuedor agreed to be issued in that 12 monthperiod under rule 7.1A Nil
Notes:
•This applies to equity securities – notjust ordinary securities
•Include here – if applicable – thesecurities the subject of the Appendix
3B to which this form is annexed•Do not include equity securities issued
under rule 7.1 (they must be dealt with
in Part 1), or for which specific securityholder approval has been obtained
•It may be useful to set out issues ofsecurities on different dates as separate
line items
"E" Nil

+ See chapter 19 for defined terms.

Step 4: Subtract "E" from ["A" x "D"] to calculate remaining placement capacity under rule 7.1A

"A" x 0.10 7,272,115
Note: number must be same as shown inStep 2
Subtract "E" Nil
Note: number must be same as shown inStep 3
Total ["A" x 0.10] – "E" 7,272,115
Note: this is the remaining placementcapacity under rule 7.1A

+ See chapter 19 for defined terms.