RTX Corp — Regulatory Filings 2021

Mar 12, 2021

DEFA14A 1 rtx3815711-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant

CHECK THE APPROPRIATE BOX:
☐	Preliminary Proxy Statement
☐	Confidential, For Use of the Commission Only
(as permitted by Rule 14a-6(e)(2))
☐	Definitive Proxy Statement
☑	Definitive Additional Materials
☐	Soliciting Material Under Rule
14a-12

Raytheon Technologies

(Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)

| PAYMENT OF FILING FEE (CHECK THE APPROPRIATE
BOX): | |
| --- | --- |
| ☑ | No fee
required. |
| ☐ | Fee computed on table below per Exchange Act Rules
14a-6(i)(1) and 0-11. |
| | 1)
Title of each class of securities to which transaction
applies: |
| | 2)
Aggregate number of securities to which transaction applies: |
| | 3)
Per unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11 (set forth the amount on which the
filing fee is calculated and state how it was determined): |
| | 4)
Proposed maximum aggregate value of transaction: |
| | 5) Total fee paid: |
| ☐ | Fee paid previously with
preliminary materials: |
| ☐ | Check box if any part of the fee is
offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing
for which the offsetting fee was paid previously. Identify the previous
filing by registration statement number, or the form or schedule and the
date of its filing. |
| | 1)
Amount previously paid: |
| | 2)
Form, Schedule or Registration Statement No.: |
| | 3)
Filing Party: |
| | 4) Date
Filed: |

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* Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Shareowner Meeting to Be Held on April 27, 2021.

RAYTHEON TECHNOLOGIES CORPORATION

RAYTHEON TECHNOLOGIES CORPORATION

870 WINTER STREET

WALTHAM, MASSACHUSETTS 02451

Meeting Information

Meeting Type:	Annual Meeting
For holders as of:	March 2, 2021

Date: April 26, 2021 Time: 8:00 a.m. Eastern time

Location: Meeting live via the Internet-please visit www.virtualshareholdermeeting.com/RTX2021

The company will be hosting the meeting live via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/RTX2021 and be sure to have the information that is printed in the box marked by the arrow (located on the following page).

You are receiving this communication because you hold shares in the company named above.

This is not a ballot. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet and instructions on how to vote. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

We encourage you to access and review all of the important information contained in the proxy materials before voting.

See the reverse side of this notice to obtain proxy materials and voting instructions.

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—— Before You Vote ——

How to Access the Proxy Materials

Proxy Materials Available to VIEW or RECEIVE:

NOTICE AND PROXY STATEMENT ANNUAL REPORT

How to View Online:

The Notice and Proxy Statement and Annual Report are available at www.proxyvote.com

How to Request and Receive a PAPER or E-MAIL Copy:

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

1) BY INTERNET :	www.proxyvote.com
2) BY TELEPHONE :	1-800-579-1639
3) BY E-MAIL* :	sendmaterial@proxyvote.com

• If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line.

This e-mail address should NOT be used for any other requests. Instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 12, 2021 to facilitate timely delivery.

—— How To Vote ——

Please Choose One of the Following Voting Methods

Vote By Internet:

Before The Meeting:

Go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions.

During The Meeting:

Go to www.virtualshareholdermeeting.com/RTX2021. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions.

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

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Voting Items

The Board of Directors recommends a vote FOR the listed nominees under Item 1.

Item 1 - Election of Directors

Nominees:
1a.	Tracy A. Atkinson
1b.	Gregory J. Hayes
1c.	Thomas A. Kennedy
1d.	Marshall O. Larsen
1e.	George R. Oliver
1f.	Robert K. (Kelly) Ortberg
1g.	Margaret L. O’Sullivan
1h.	Dinesh C. Paliwal
1i.	Ellen M. Pawlikowski
1j.	Denise L. Ramos
1k.	Fredric G. Reynolds
1l.	Brian C. Rogers
1m.	James A. Winnefeld, Jr.
1n.	Robert O. Work

COMPANY PROPOSALS: The Board of Directors recommends a vote FOR Items 2, 3, 4 and 5.
Item 2 -	Advisory Vote to Approve Executive
Compensation
Item 3 -	Appoint PricewaterhouseCoopers LLP to
Serve as Independent Auditor for 2021
Item 4 -	Approve Raytheon Technologies
Corporation Executive Annual Incentive
Plan
Item 5 -	Approve Amendment to the Raytheon
Technologies Corporation 2018 Long-Term Incentive Plan
SHAREOWNER PROPOSAL: The Board of Directors recommends
a vote AGAINST Item 6.
Item 6 -	Shareowner Proposal to Amend Proxy
Access Bylaw

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