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RTX Corp Director's Dealing 2022

Mar 1, 2022

29781_dirs_2022-03-01_65338304-d307-46e6-974a-83aa1723b8c4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2022-02-25

Reporting Person: Dumais Michael R (EVP,Chf Transformation Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-25 Common Stock M 13000.0000 $83.5800 Acquired 85390.0000 Direct
2022-02-25 Common Stock S 1883.0000 $97.7610 Disposed 83507.0000 Direct
2022-02-25 Common Stock S 5000.0000 $97.7310 Disposed 78507.0000 Direct
2022-02-25 Common Stock D 11117.0000 $97.7300 Disposed 67390.0000 Direct
2022-02-28 Common Stock M 13814.0000 $83.5800 Acquired 81204.0000 Direct
2022-02-28 Common Stock S 2443.0000 $101.4840 Disposed 78761.0000 Direct
2022-02-28 Common Stock S 5000.0000 $101.4340 Disposed 73761.0000 Direct
2022-02-28 Common Stock D 11371.0000 $101.5300 Disposed 62390.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-25 Stock Appreciation Right $83.5800 M 13000.0000 Disposed 2024-01-01 Common Stock (13000.0000) Direct
2022-02-28 Stock Appreciation Right $83.5800 M 13814.0000 Disposed 2024-01-01 Common Stock (13814.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1879.0000 Indirect

Footnotes

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.