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RTX Corp — Director's Dealing 2022
Nov 8, 2022
29781_dirs_2022-11-08_8d5f8974-3fe3-4a7a-b7d4-fac5e2e13506.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2022-11-03
Reporting Person: Eddy Shane G (President, P&W)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-03 | Common Stock | M | 6725.0000 | $83.5800 | Acquired | 27519.0000 | Direct |
| 2022-11-03 | Common Stock | S | 843.0000 | $95.5803 | Disposed | 26676.0000 | Direct |
| 2022-11-03 | Common Stock | S | 2500.0000 | $95.5090 | Disposed | 24176.0000 | Direct |
| 2022-11-03 | Common Stock | D | 5882.0000 | $95.5500 | Disposed | 18294.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-03 | Stock Appreciation Right | $83.5800 | M | 6725.0000 | Disposed | 2024-01-01 | Common Stock (6725.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 88.0000 | Indirect |
Footnotes
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5715 to $95.5915 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $95.5001 to $95.5120 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.