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RTX Corp — Director's Dealing 2021
Jan 5, 2021
29781_dirs_2021-01-05_ecb3bc8e-8602-4c69-8603-41fb7c835dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2021-01-02
Reporting Person: HAYES GREGORY (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-02 | Common Stock | M | 93244.0000 | — | Acquired | 348609.0000 | Direct |
| 2021-01-02 | Common Stock | M | 35341.0000 | — | Acquired | 383950.0000 | Direct |
| 2021-01-04 | Common Stock | F | 15547.0000 | $68.4300 | Disposed | 368403.0000 | Direct |
| 2021-01-04 | Common Stock | F | 38827.0000 | $68.4300 | Disposed | 329576.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-02 | Restricted Stock Units | $ | M | 35341.0000 | Disposed | Common Stock (35341.0000) | Direct | |
| 2021-01-02 | Restricted Stock Units | $ | M | 93244.0000 | Disposed | Common Stock (93244.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1096.0000 | Indirect |
| Common Stock | 11850.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1371.0000 | Indirect |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on January 2, 2018.
F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP).
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