RTX Corp — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2021-01-02

Reporting Person: Williams Dantaya M (EVP & Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-02	Common Stock	M	2122.0000	—	Acquired	5850.7544	Direct
2021-01-02	Common Stock	M	883.0000	—	Acquired	6733.7544	Direct
2021-01-04	Common Stock	F	135.0000	$68.4300	Disposed	6598.7544	Direct
2021-01-04	Common Stock	F	776.0000	$68.4300	Disposed	5822.7544	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-02	Restricted Stock Units	$	M	883.0000	Disposed		Common Stock (883.0000)	Direct
2021-01-02	Restricted Stock Units	$	M	2122.0000	Disposed		Common Stock (2122.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2818.0000	Indirect

Footnotes

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: Includes 441 shares of common stock that otherwise would be received upon the vesting of these RSUs for which the reporting person previously elected to defer receipt. The reporting person instead acquired 441 deferred stock units that settle exclusively in shares and are included in this Table I as common stock equivalents.

F3: Includes 2,444.7544 deferred Performance Share Units (PSUs), including the 441 deferred units reported in the footnote above. The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock.

F4: Vesting of RSUs and delivery of shares with respect to RSUs that were converted from PSUs originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). Each RSU represents the right to receive one share of RTX Common Stock. The reporting person previously elected to defer receipt of 441 shares of common stock that otherwise would be received upon the vesting of these RSUs and instead acquired 441 deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

F5: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on January 2, 2018.