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RTX Corp — Director's Dealing 2021
Jan 26, 2021
29781_dirs_2021-01-26_7338a539-af3a-46c7-80c8-b77dc05d022f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2021-01-24
Reporting Person: Azevedo Roy (President, RIS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-24 | Common Stock | M | 16396.0000 | — | Acquired | 53321.0000 | Direct |
| 2021-01-25 | Common Stock | F | 4747.0000 | $66.2800 | Disposed | 48574.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-24 | Restricted Stock Units | $ | M | 16396.0000 | Disposed | Common Stock (16396.0000) | Direct |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: The Form 4 filed by the reporting person on April 3, 2020 incorrectly overstated the number of shares of common stock held by the reporting person by 1 share. This clerical error has been corrected for purposes of calculating the total number of shares of common stock held by the reporting person as reported on this Form 4.
F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan.