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RTX Corp — Director's Dealing 2021
Mar 22, 2021
29781_dirs_2021-03-22_ba7ada95-19f0-4fea-a5c4-529aadc94e6a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2021-01-02
Reporting Person: Williams Dantaya M (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-02 | Common Stock | M | 883.0000 | — | Acquired | 6733.7544 | Direct |
| 2021-01-04 | Common Stock | F | 168.7365 | $68.4300 | Disposed | 6565.0179 | Direct |
| 2021-01-04 | Common Stock | F | 776.0000 | $68.4300 | Disposed | 5789.0179 | Direct |
Footnotes
F1: Includes 441 shares of common stock that otherwise would be received upon the vesting of these restricted stock units (RSUs) for which the reporting person previously elected to defer receipt. The reporting person instead acquired 407.2635 deferred stock units (the net amount following tax withholding) that settle exclusively in shares and are included in this Table I as common stock equivalents.
F2: Time-based RSUs that represent the right to receive one share of the Issuer's Common Stock per unit.
F3: Due to an administrative error, the Form 4 filed on January 5, 2021 reported the number of shares of RTX common stock withheld to satisfy taxes as 135, when the actual number of shares withheld was 168.7365. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.
F4: Includes 2,411.0179 deferred Performance Share Units (PSUs), including the net 407.2635 deferred units (following tax withholding) reported in the footnote above. The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction.