RTX Corp — Director's Dealing 2021

May 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2021-05-20

Reporting Person: Dumais Michael R (EVP,Chf Transformation Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-20	Common Stock	M	18000.0000	$62.4100	Acquired	74374.0000	Direct
2021-05-20	Common Stock	S	4722.0000	$84.6370	Disposed	69652.0000	Direct
2021-05-20	Common Stock	D	13278.0000	$84.6000	Disposed	56374.0000	Direct
2021-05-24	Common Stock	M	16476.0000	$62.4100	Acquired	72850.0000	Direct
2021-05-24	Common Stock	S	4552.0000	$86.2702	Disposed	68298.0000	Direct
2021-05-24	Common Stock	D	11924.0000	$86.2300	Disposed	56374.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-20	Stock Appreciation Right	$62.4100	M	18000.0000	Disposed	2023-01-01	Common Stock (18000.0000)	Direct
2021-05-24	Stock Appreciation Right	$62.4100	M	16476.0000	Disposed	2023-01-01	Common Stock (16476.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1851.0000	Indirect

Footnotes

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX).

F2: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.635 to $84.637 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

F3: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.2701 to $86.2800 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.