RTX Corp — Director's Dealing 2020

Jan 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-01-03

Reporting Person: JOHRI AKHIL (Special Advisor to Chmn/CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-03	Common Stock	M	7382.0000	—	Acquired	63591.3464	Direct
2020-01-03	Common Stock	F	2280.0000	$153.3500	Disposed	61311.3464	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-03	Restricted Stock Units RSU	$	M	7382.0000	Disposed		Common Stock (7382.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4580.0000	Indirect

Footnotes

F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.

F2: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested.