RTX Corp — Director's Dealing 2020

Jan 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-09-12

Reporting Person: Amato Elizabeth B (EVP & Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-12	Common Stock	P	49.0000	$110.3100	Acquired	21542.6919	Direct
2017-09-12	Common Stock	P	1.0000	$110.5200	Acquired	21543.6919	Direct
2017-12-12	Common Stock	P	44.0000	$123.5300	Acquired	21516.2957	Direct
2018-03-13	Common Stock	P	41.0000	$132.1500	Acquired	23881.8422	Direct
2018-03-13	Common Stock	P	1.0000	$122.7300	Acquired	23882.8422	Direct
2018-06-12	Common Stock	P	42.0000	$128.3200	Acquired	21702.9780	Direct
2018-09-11	Common Stock	P	41.0000	$133.1700	Acquired	21794.2492	Direct
2018-09-11	Common Stock	P	1.0000	$128.4400	Acquired	21795.2492	Direct
2018-09-11	Common Stock	P	0.6257	$133.1630	Acquired	21795.8749	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14609.0000	Indirect

Footnotes

F1: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

F2: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person.