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RTX Corp Director's Dealing 2020

Feb 6, 2020

29781_dirs_2020-02-06_7ac89c4a-9b0b-4b7e-82fc-76a6b623080a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-02-04

Reporting Person: HAYES GREGORY (Director, Chairman, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-04 Restricted Stock Units RSU $ A 46000.0000 Acquired Common Stock (46000.0000) Direct
2020-02-04 Stock Appreciation Right $153.0000 A 255000.0000 Acquired 2030-02-03 Common Stock (255000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 211275.0000 Direct
Common Stock 164.0000 Indirect
Common Stock 5279.0000 Indirect
Common Stock 874.0000 Indirect
Common Stock 1325.0000 Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.