AI assistant
Sending…
RTX Corp — Director's Dealing 2020
Feb 6, 2020
29781_dirs_2020-02-06_7ac89c4a-9b0b-4b7e-82fc-76a6b623080a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-02-04
Reporting Person: HAYES GREGORY (Director, Chairman, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | Restricted Stock Units RSU | $ | A | 46000.0000 | Acquired | Common Stock (46000.0000) | Direct | |
| 2020-02-04 | Stock Appreciation Right | $153.0000 | A | 255000.0000 | Acquired | 2030-02-03 | Common Stock (255000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211275.0000 | Direct |
| Common Stock | 164.0000 | Indirect |
| Common Stock | 5279.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1325.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
More from RTX Corp
Regulatory Filings
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Regulatory Filings
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5
Director's Dealing
2026
Feb 23