RTX Corp — Director's Dealing 2020

Feb 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-02-10

Reporting Person: Dumais Michael R (EVP, Operations & Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-10	Common Stock	A	15618.0000	$156.5500	Acquired	45282.0000	Direct
2020-02-10	Common Stock	F	7265.0000	$156.5500	Disposed	38017.0000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1782.0000	Indirect

Footnotes

F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level.