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RTX Corp Director's Dealing 2020

Feb 24, 2020

29781_dirs_2020-02-24_b68d9a71-b9db-4a90-9569-75a26209c04f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-02-20

Reporting Person: Timm Stephen J. (President, Collins Aerospace)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-20 Restricted Stock Units $ A 6530.0000 Acquired Common Stock (6530.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1482.0000 Direct
Common Stock 305.0000 Indirect
Common Stock 373.0000 Indirect

Footnotes

F1: These Restricted Stock Units (RSU) were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group (ELG). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC Common Stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2019 Form 10-K).