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RTX Corp Director's Dealing 2020

Apr 1, 2020

29781_dirs_2020-04-01_eca0be1f-4b5f-48e1-a184-a26d004275f5.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2020-02-07

Reporting Person: Timm Stephen J. (President, Collins Aerospace)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units RSU $ Common Stock (9000.0000) Direct
Stock Appreciation Right $153.0000 2030-02-03 Common Stock (50000.0000) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.

F2: The Form 3 that was initially filed for the reporting person has been amended to add these RSUs and Stock Appreciation rights, which were inadvertently omitted from that filing and which were awarded on February 4, 2020.