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RTX Corp — Director's Dealing 2020
Sep 16, 2020
29781_dirs_2020-09-16_24c3a935-42e3-4cb1-a753-c5c4077f944d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-09-14
Reporting Person: Kennedy Thomas A (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-14 | Common Stock | M | 4181.0000 | — | Acquired | 347663.0000 | Direct |
| 2020-09-14 | Common Stock | M | 3982.0000 | — | Acquired | 351645.0000 | Direct |
| 2020-09-14 | Common Stock | M | 2745.0000 | — | Acquired | 354390.0000 | Direct |
| 2020-09-14 | Common Stock | M | 2622.0000 | — | Acquired | 357012.0000 | Direct |
| 2020-09-14 | Common Stock | F | 2622.0000 | $61.9700 | Disposed | 354390.0000 | Direct |
| 2020-09-14 | Common Stock | F | 2745.0000 | $61.9700 | Disposed | 351645.0000 | Direct |
| 2020-09-14 | Common Stock | F | 3982.0000 | $61.9700 | Disposed | 347663.0000 | Direct |
| 2020-09-14 | Common Stock | F | 4181.0000 | $61.9700 | Disposed | 343482.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-14 | Restricted Stock Units | $ | M | 2622.0000 | Disposed | Common Stock (2622.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 2745.0000 | Disposed | Common Stock (2745.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 3982.0000 | Disposed | Common Stock (3982.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 4181.0000 | Disposed | Common Stock (4181.0000) | Direct |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).
F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 25, 2020.
F4: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.
F5: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.