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RTX Corp — Director's Dealing 2020
Sep 16, 2020
29781_dirs_2020-09-16_56848383-5828-43d3-aede-a0958445b00b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-09-14
Reporting Person: Azevedo Roy (President, RIS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-14 | Common Stock | M | 734.0000 | — | Acquired | 37660.0000 | Direct |
| 2020-09-14 | Common Stock | M | 636.0000 | — | Acquired | 38296.0000 | Direct |
| 2020-09-14 | Common Stock | M | 598.0000 | — | Acquired | 38894.0000 | Direct |
| 2020-09-14 | Common Stock | F | 598.0000 | $61.9700 | Disposed | 38296.0000 | Direct |
| 2020-09-14 | Common Stock | F | 636.0000 | $61.9700 | Disposed | 37660.0000 | Direct |
| 2020-09-14 | Common Stock | F | 734.0000 | $61.9700 | Disposed | 36926.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-14 | Restricted Stock Units | $ | M | 598.0000 | Disposed | Common Stock (598.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 636.0000 | Disposed | Common Stock (636.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 734.0000 | Disposed | Common Stock (734.0000) | Direct |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).
F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.
F4: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.