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RTX Corp — Director's Dealing 2020
Sep 16, 2020
29781_dirs_2020-09-16_e61e4e00-22c5-41cd-b25f-d5235740a5d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-09-14
Reporting Person: Kremer Wesley D (President, RMD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-14 | Common Stock | M | 988.0000 | — | Acquired | 69016.0000 | Direct |
| 2020-09-14 | Common Stock | M | 939.0000 | — | Acquired | 69955.0000 | Direct |
| 2020-09-14 | Common Stock | M | 651.0000 | — | Acquired | 70606.0000 | Direct |
| 2020-09-14 | Common Stock | F | 651.0000 | $61.9700 | Disposed | 69955.0000 | Direct |
| 2020-09-14 | Common Stock | F | 939.0000 | $61.9700 | Disposed | 69016.0000 | Direct |
| 2020-09-14 | Common Stock | F | 988.0000 | $61.9700 | Disposed | 68028.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-14 | Restricted Stock Units | $ | M | 651.0000 | Disposed | Common Stock (651.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 939.0000 | Disposed | Common Stock (939.0000) | Direct | |
| 2020-09-14 | Restricted Stock Units | $ | M | 988.0000 | Disposed | Common Stock (988.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5420.0000 | Indirect |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: The Reporting Person indirectly beneficially owns 5,420 shares of RTX Common Stock based on funds in the Reporting Person's employee benefit plan account.
F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).
F4: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.
F5: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.