RTX Corp — Director's Dealing 2020

Sep 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-09-14

Reporting Person: O'Brien Anthony F (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-14	Common Stock	M	1246.0000	—	Acquired	88719.0000	Direct
2020-09-14	Common Stock	M	1154.0000	—	Acquired	89873.0000	Direct
2020-09-14	Common Stock	M	820.0000	—	Acquired	90693.0000	Direct
2020-09-14	Common Stock	F	820.0000	$61.9700	Disposed	89873.0000	Direct
2020-09-14	Common Stock	F	1154.0000	$61.9700	Disposed	88719.0000	Direct
2020-09-14	Common Stock	F	1246.0000	$61.9700	Disposed	87473.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-14	Restricted Stock Units	$	M	820.0000	Disposed		Common Stock (820.0000)	Direct
2020-09-14	Restricted Stock Units	$	M	1154.0000	Disposed		Common Stock (1154.0000)	Direct
2020-09-14	Restricted Stock Units	$	M	1246.0000	Disposed		Common Stock (1246.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10802.0000	Indirect
Common Stock	1227.0000	Indirect

Footnotes

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: The Reporting Person indirectly beneficially owns 10,802 shares of RTX Common Stock based on funds in the Reporting Person's Savings and Investment Plan/Excess Savings Plan Account.

F3: The Reporting Person indirectly beneficially owns 1,227 shares of RTX Common Stock based on funds in the Reporting Person's other employee benefit plan account.

F4: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).

F5: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.

F6: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.