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RTX Corp — Director's Dealing 2020
Oct 5, 2020
29781_dirs_2020-10-05_f151a181-487c-444a-a4e9-3719b90604da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-10-01
Reporting Person: Timm Stephen J. (President, Collins Aerospace)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 81.0000 | — | Acquired | 1563.0000 | Direct |
| 2020-10-01 | Common Stock | F | 81.0000 | $57.4600 | Disposed | 1482.0000 | Direct |
| 2020-10-02 | Common Stock | M | 2103.0000 | — | Acquired | 3585.0000 | Direct |
| 2020-10-02 | Common Stock | F | 941.0000 | $59.3400 | Disposed | 2644.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Units | $ | M | 81.0000 | Disposed | Common Stock (81.0000) | Direct | |
| 2020-10-02 | Restricted Stock Units | $ | M | 2103.0000 | Disposed | Common Stock (2103.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 315.0000 | Indirect |
| Common Stock | 385.0000 | Indirect |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 1,976 shares of RTX Common Stock.
F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.