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RTX Corp Director's Dealing 2020

Oct 5, 2020

29781_dirs_2020-10-05_922b1e2d-0c3e-4254-8dfe-faa610e8bc01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-10-01

Reporting Person: Dumais Michael R (EVP, Operations & Strategy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Stock M 1160.0000 Acquired 30824.0000 Direct
2020-10-01 Common Stock M 1106.0000 Acquired 31930.0000 Direct
2020-10-01 Common Stock F 1106.0000 $57.4600 Disposed 30824.0000 Direct
2020-10-01 Common Stock F 1160.0000 $57.4600 Disposed 29664.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-01 Restricted Stock Units $ M 1106.0000 Disposed Common Stock (1106.0000) Direct
2020-10-01 Restricted Stock Units $ M 1160.0000 Disposed Common Stock (1160.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1830.0000 Indirect

Footnotes

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 26,290 shares of RTX Common Stock.

F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from PSUs originally awarded on February 5, 2019 under the legacy United Technologies LTIP, which relate to 27,570 shares of RTX Common Stock.