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RTX Corp — Director's Dealing 2020
Oct 5, 2020
29781_dirs_2020-10-05_92e3c5ce-b679-4382-a5bd-0abf26c1d58d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-10-01
Reporting Person: HAYES GREGORY (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 5014.0000 | — | Acquired | 203045.0000 | Direct |
| 2020-10-01 | Common Stock | M | 4090.0000 | — | Acquired | 207135.0000 | Direct |
| 2020-10-01 | Common Stock | F | 4090.0000 | $57.4600 | Disposed | 203045.0000 | Direct |
| 2020-10-01 | Common Stock | F | 5014.0000 | $57.4600 | Disposed | 198031.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Units | $ | M | 4090.0000 | Disposed | Common Stock (4090.0000) | Direct | |
| 2020-10-01 | Restricted Stock Units | $ | M | 5014.0000 | Disposed | Common Stock (5014.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 164.0000 | Indirect |
| Common Stock | 5440.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1368.0000 | Indirect |
Footnotes
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 97,334 shares of RTX Common Stock.
F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from PSUs originally awarded on February 5, 2019 under the legacy United Technologies LTIP, which relate to 119,334 shares of RTX Common Stock.