RTX Corp — Director's Dealing 2020

Oct 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYTHEON TECHNOLOGIES CORP (RTX)
CIK: 0000101829
Period of Report: 2020-10-01

Reporting Person: Ortberg Robert Kelly (Director, Special Advisor to Off of CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-08	Common Stock	P	2.5070	$59.4900	Acquired	77305.5070	Direct
2020-10-01	Common Stock	M	2057.0000	—	Acquired	79362.5070	Direct
2020-10-01	Common Stock	F	2057.0000	$57.4600	Disposed	77305.5070	Direct
2020-10-02	Common Stock	M	51169.0000	—	Acquired	128474.5070	Direct
2020-10-02	Common Stock	F	19737.0000	$59.3400	Disposed	108737.5070	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-01	Restricted Stock Units	$	M	2057.0000	Disposed		Common Stock (2057.0000)	Direct
2020-10-02	Restricted Stock Units	$	M	51169.0000	Disposed		Common Stock (51169.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6364.0000	Indirect

Footnotes

F1: Acquisition pursuant to dividend reinvestment.

F2: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 55,140 shares of RTX Common Stock.

F4: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.