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RTX Corp — Director's Dealing 2019
Jan 8, 2019
29781_dirs_2019-01-08_d9f5d026-0d41-471b-810a-15948297d739.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-01-04
Reporting Person: Whitehouse David R (Corp VP, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-04 | Common Stock | M | 1055.0000 | — | Acquired | 6454.0000 | Direct |
| 2019-01-04 | Common Stock | F | 388.0000 | $107.0200 | Disposed | 6066.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-04 | Restricted Stock Units 1/4/16 | $ | M | 1055.0000 | Disposed | Common Stock (1055.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 402.0000 | Indirect |
Footnotes
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.
F2: On January 4, 2016, the reporting person was granted 1,055 RSUs, which vested on January 4, 2019, the third anniversary of the grant date.
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