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RTX Corp Director's Dealing 2019

Jan 8, 2019

29781_dirs_2019-01-08_d9f5d026-0d41-471b-810a-15948297d739.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-01-04

Reporting Person: Whitehouse David R (Corp VP, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-04 Common Stock M 1055.0000 Acquired 6454.0000 Direct
2019-01-04 Common Stock F 388.0000 $107.0200 Disposed 6066.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-04 Restricted Stock Units 1/4/16 $ M 1055.0000 Disposed Common Stock (1055.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 402.0000 Indirect

Footnotes

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.

F2: On January 4, 2016, the reporting person was granted 1,055 RSUs, which vested on January 4, 2019, the third anniversary of the grant date.