RTX Corp — Director's Dealing 2019

Jan 8, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-01-04

Reporting Person: Bailey Robert J. (Corporate VP, Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-04	Common Stock	M	1215.0000	—	Acquired	1215.0000	Direct
2019-01-04	Common Stock	F	353.0000	$107.0200	Disposed	862.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-01-04	Restricted Stock Units RSU	$	M	1215.0000	Disposed	2026-01-03	Common Stock (1215.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4241.0000	Indirect

Footnotes

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.

F2: The reporting person's Form 3 that was filed on September 21, 2016 incorrectly reported that the expiration date for these RSUs was January 3, 2026. These RSUs do not have an expiration date. Instead, they vested on January 4, 2019, the third anniversary of the grant date and converted into UTC common stock.