RTX Corp — Director's Dealing 2019

Jan 8, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2018-11-27

Reporting Person: HAYES GREGORY (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-27	Common Stock	A	164.0000	$0.0000	Acquired	164.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	108966.0000	Direct
Common Stock	5199.0000	Indirect
Common Stock	874.0000	Indirect
Common Stock	1307.0000	Indirect

Footnotes

F1: In connection with UTC's acquisition of Rockwell Collins, Inc. (Rockwell Collins), effective on November 26, 2018, and pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of September 4, 2017 (the Merger Agreement), by and between UTC, Riveter Merger Sub Corp., a wholly owned subsidiary of UTC, and Rockwell Collins, each share of Rockwell Collins common stock was converted into the right to receive (i) $93.33 in cash, without interest and (ii) 0.37525 of a share of UTC common stock and cash in lieu of fractional shares (together, the Merger Consideration) less any applicable withholding taxes. The Reporting Person is the trustee of his children's trust accounts, each of which held 110 shares of Rockwell Collins common stock for a total of 440 shares. When those 440 shares of Rockwell Collins common stock were exchanged for Merger Consideration, each account received 41 shares of UTC common stock for a total of 164 shares.