RTX Corp — Director's Dealing 2019

Feb 7, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-02-05

Reporting Person: JOHRI AKHIL (Executive VP and CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-05	Stock Appreciation Right	$120.7700	A	111000.0000	Acquired	2029-02-04	Common Stock (111000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	36183.4789	Direct
Common Stock	4496.0000	Indirect

Footnotes

F1: The reporting person was also awarded 20,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.