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RTX Corp — Director's Dealing 2019
Feb 7, 2019
29781_dirs_2019-02-07_0a2ed78d-43d9-436c-b56a-f0f258fe993b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-02-05
Reporting Person: MCDONOUGH ROBERT J (President, Carrier)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Stock Appreciation Right | $120.7700 | A | 101500.0000 | Acquired | 2029-02-04 | Common Stock (101500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10501.0000 | Direct |
Footnotes
F1: The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
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