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RTX Corp — Director's Dealing 2019
Feb 7, 2019
29781_dirs_2019-02-07_0633bb1a-fea5-44fd-afc2-53a11c0dc007.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-02-05
Reporting Person: Whitehouse David R (Corp VP, Treasurer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Restricted Stock Units RSU | $ | A | 4021.0000 | Acquired | Common Stock (4021.0000) | Direct | |
| 2019-02-05 | Stock Appreciation Right | $120.7700 | A | 12350.0000 | Acquired | 2029-02-04 | Common Stock (12350.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6066.0000 | Direct |
| Common Stock | 401.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
F2: The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.