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RTX Corp Director's Dealing 2019

May 3, 2019

29781_dirs_2019-05-03_297e55f1-2011-48a6-86a9-c0625677d65b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-05-01

Reporting Person: Dumais Michael R (EVP, Operations & Strategy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-01 Common Stock M 4400.0000 Acquired 31219.0000 Direct
2019-05-01 Common Stock F 2046.0000 $141.5800 Disposed 29173.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-01 Restricted Stock Units RSU $ M 4400.0000 Disposed Common Stock (4400.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1755.0000 Indirect

Footnotes

F1: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.

F2: On May 1, 2017, the reporting person was granted 8,410 RSUs, of which 50% of those RSUs (4,205 RSUs) plus 50% of the dividend equivalents (195 RSUs) vested on May 1, 2019, the second anniversary of the grant date. The remaining 50% of the RSU grant plus dividend equivalents will vest on May 1, 2021.