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RTX Corp — Director's Dealing 2019
May 3, 2019
29781_dirs_2019-05-03_297e55f1-2011-48a6-86a9-c0625677d65b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-05-01
Reporting Person: Dumais Michael R (EVP, Operations & Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-01 | Common Stock | M | 4400.0000 | — | Acquired | 31219.0000 | Direct |
| 2019-05-01 | Common Stock | F | 2046.0000 | $141.5800 | Disposed | 29173.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-01 | Restricted Stock Units RSU | $ | M | 4400.0000 | Disposed | Common Stock (4400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1755.0000 | Indirect |
Footnotes
F1: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
F2: On May 1, 2017, the reporting person was granted 8,410 RSUs, of which 50% of those RSUs (4,205 RSUs) plus 50% of the dividend equivalents (195 RSUs) vested on May 1, 2019, the second anniversary of the grant date. The remaining 50% of the RSU grant plus dividend equivalents will vest on May 1, 2021.
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