RTX Corp — Director's Dealing 2019

Aug 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-08-09

Reporting Person: Dumais Michael R (EVP, Operations & Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-09	Common Stock	M	10092.0000	$74.7900	Acquired	39265.0000	Direct
2019-08-09	Common Stock	S	4329.0000	$130.9805	Disposed	34936.0000	Direct
2019-08-09	Common Stock	D	5763.0000	$130.9500	Disposed	29173.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-09	Stock Appreciation Right	$74.7900	M	10092.0000	Disposed	2022-07-31	Common Stock (10092.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1767.0000	Indirect

Footnotes

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.