RTX Corp — Director's Dealing 2019

Sep 10, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-09-09

Reporting Person: LEDUC ROBERT F (President, Pratt & Whitney)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-09	Common Stock	M	26000.0000	$78.9900	Acquired	91028.0000	Direct
2019-09-09	Common Stock	S	5025.0000	$134.0602	Disposed	86003.0000	Direct
2019-09-09	Common Stock	D	15233.0000	$134.8200	Disposed	70770.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-09	Stock Appreciation Right	$78.9900	M	26000.0000	Disposed	2021-01-02	Common Stock (26000.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4484.0000	Indirect

Footnotes

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.