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RTX Corp Director's Dealing 2019

Nov 15, 2019

29781_dirs_2019-11-15_569c2786-750e-46b1-8b42-669c1cdfea0d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-10-24

Reporting Person: Gill Charles D (Executive VP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-24 Common Stock S 3694.0000 $141.1720 Disposed 33264.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8896.0000 Indirect
Common Stock 1546.0200 Indirect

Footnotes

F1: On October 25, 2019, the reporting person timely reported the exercise of 18,250 Stock Appreciation Rights ("SARs") on October 24, 2019; however, the sale of 3,694 shares of UTC common stock was not reported at that time because it was inadvertently omitted from the transaction information that was transmitted by the reporting person's investment advisor to the issuer in connection with the filing of the Form 4.