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RTX Corp — Director's Dealing 2019
Nov 15, 2019
29781_dirs_2019-11-15_569c2786-750e-46b1-8b42-669c1cdfea0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-10-24
Reporting Person: Gill Charles D (Executive VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-24 | Common Stock | S | 3694.0000 | $141.1720 | Disposed | 33264.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8896.0000 | Indirect |
| Common Stock | 1546.0200 | Indirect |
Footnotes
F1: On October 25, 2019, the reporting person timely reported the exercise of 18,250 Stock Appreciation Rights ("SARs") on October 24, 2019; however, the sale of 3,694 shares of UTC common stock was not reported at that time because it was inadvertently omitted from the transaction information that was transmitted by the reporting person's investment advisor to the issuer in connection with the filing of the Form 4.
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