RTX Corp — Director's Dealing 2019

Nov 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2019-11-13

Reporting Person: Ortberg Robert Kelly (CEO, Collins Aerospace Systems)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-13	Common Stock	M	10114.0000	—	Acquired	80325.0000	Direct
2019-11-13	Common Stock	F	3103.0000	$148.3100	Disposed	77222.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-13	Restricted Stock Units RSU	$	M	10114.0000	Disposed		Common Stock (10114.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6111.0000	Indirect

Footnotes

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.

F2: As previously reported on November 28, 2018, the reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement between UTC and Rockwell Collins. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vested on Nov 13, 2019 and the remainder vest on November 13, 2020.