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RTX Corp — Director's Dealing 2018
Jan 4, 2018
29781_dirs_2018-01-04_043764b0-a17c-433c-9003-9b0c49a6f51b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2018-01-02
Reporting Person: HAYES GREGORY (Director, Chairman, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Restricted Stock Units RSU | $ | A | 19500.0000 | Acquired | Common Stock (19500.0000) | Direct | |
| 2018-01-02 | Stock Appreciation Right | $128.1600 | A | 161000.0000 | Acquired | 2028-01-01 | Common Stock (161000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 101869.0000 | Direct |
| Common Stock | 5068.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1273.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
F2: The reporting person was also awarded 48,500 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.