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RTX Corp — Director's Dealing 2018
Feb 14, 2018
29781_dirs_2018-02-14_c5e0c12e-9f6b-475b-b56b-00bbefd149f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2018-02-12
Reporting Person: HAYES GREGORY (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-12 | Common Stock | A | 11060.0000 | $127.3800 | Acquired | 112929.0000 | Direct |
| 2018-02-12 | Common Stock | F | 3963.0000 | $127.3800 | Disposed | 108966.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5068.0000 | Indirect |
| Common Stock | 874.0000 | Indirect |
| Common Stock | 1273.0000 | Indirect |
Footnotes
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level.