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RTX Corp — Director's Dealing 2018
Apr 4, 2018
29781_dirs_2018-04-04_a6a3fa7b-70c4-4a2c-b02c-4a044321809e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2018-04-02
Reporting Person: LEDUC ROBERT F (President, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock | M | 4648.0000 | — | Acquired | 54240.0000 | Direct |
| 2018-04-02 | Common Stock | F | 1462.0000 | $123.4800 | Disposed | 52778.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Restricted Stock Units RSU | $ | M | 4648.0000 | Disposed | Common Stock (4648.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4339.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represent a contingent right to receive one share of UTC Common Stock.
F2: On April 1, 2015, the reporting person was granted 4,320 RSUs, which included the right to receive dividend equivalents. On April 1, 2018, the third anniversary of the grant date, 4,648 RSUs, which included accumulated dividend equivalents, vested; however, because April 1, 2018 fell on a Sunday, the earliest date the transaction could be reported was April 2.