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RTX Corp Director's Dealing 2018

Dec 12, 2018

29781_dirs_2018-12-12_100ef044-dafd-4d3c-9bac-e4ec3572d6d6.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2018-11-26

Reporting Person: Ortberg Robert Kelly (CEO, Collins Aerospace Systems)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-26 Restricted Stock Units RSU $ A 30341 Acquired Common Stock (30341) Direct

Footnotes

F1: Each Restricted Stock Unit that accrues during the vesting period represents a contingent right to receive one share of UTC common stock.

F2: Column 6 of Table II in the Form 4 filed on November 28, 2018, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on November 13, 2020. Instead, as correctly noted in footnote (6) associated with the November 28 filing, the RSUs vest on October 2, 2020.