RTX Corp — Director's Dealing 2017

Jan 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-01-03

Reporting Person: Bryant Diane M (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-03	Phantom Stock Unit	$	A	1398.5383	Acquired		Common Stock (1398.5383)	Direct
2017-01-03	Restricted Stock Units	$	A	902.2828	Acquired		Common Stock (902.2828)	Direct

Footnotes

F1: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon retirement or termination from the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to a fixed interest account.