RTX Corp — Director's Dealing 2017

Jan 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-01-03

Reporting Person: Whitehouse David R (Corp VP, Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-03	Common Stock	M	1025.0000	—	Acquired	4232.0000	Direct
2017-01-03	Common Stock	F	407.0000	$110.8300	Disposed	3825.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-03	Restricted Stock Units 1/2/14	$	M	1025.0000	Disposed		Common Stock (1025.0000)	Direct
2017-01-03	Restricted Stock Units RSU	$	A	2470.0000	Acquired		Common Stock (2470.0000)	Direct
2017-01-03	Stock Appreciation Right	$110.8300	A	6900.0000	Acquired	2027-01-02	Common Stock (6900.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	298.0000	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UTC common stock.

F2: On January 2, 2014, the reporting person was granted 1,025 restricted stock units (RSUs), which vested on the third anniversary of the grant date.

F3: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.

F4: The reporting person was also awarded 1,660 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.