RTX Corp — Director's Dealing 2017

Jan 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-01-03

Reporting Person: DELPECH PHILIPPE (President, Otis Elevator)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-03	Non-Qualified Stock Option (right to buy)	$110.8300	A	55000.0000	Acquired	2027-01-02	Common Stock (55000.0000)	Direct
2017-01-03	Restricted Stock Units RSU	$	A	7400.0000	Acquired		Common Stock (7400.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38121.0000	Direct

Footnotes

F1: The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.

F2: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.