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RTX Corp — Director's Dealing 2017
Jan 5, 2017
29781_dirs_2017-01-05_a534bba7-3a5a-415a-b46a-28d07750f230.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-01-03
Reporting Person: Amato Elizabeth B (EVP & Chief HR Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Restricted Stock Units RSU | $ | A | 5500.0000 | Acquired | Common Stock (5500.0000) | Direct | |
| 2017-01-03 | Stock Appreciation Right | $110.8300 | A | 41500.0000 | Acquired | 2027-01-02 | Common Stock (41500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21327.8277 | Direct |
| Common Stock | 14102.0000 | Indirect |
Footnotes
F1: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
F2: The reporting person was also awarded 13,700 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.