RTX Corp — Director's Dealing 2017

Apr 26, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-04-24

Reporting Person: LARSEN MARSHALL O (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-24	Phantom Stock Unit	$	A	1702.2008	Acquired		Common Stock (1702.2008)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5432.4338	Indirect

Footnotes

F1: On May 1, 2016, 1,000 shares held directly by the reporting person were transferred to a family trust, of which the reporting person and his spouse are trustees, and 600 shares held indirectly through the reporting person's spouse were transferred to the same trust.

F2: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.