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RTX Corp — Director's Dealing 2017
May 3, 2017
29781_dirs_2017-05-03_eba4d3df-2330-4618-a44d-a9403992477d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-05-01
Reporting Person: Dumais Michael R (EVP, Operations & Strategy)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Restricted Stock Units RSU | $ | A | 8410.0000 | Acquired | Common Stock (8410.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18948.0000 | Direct |
| Common Stock | 1682.0000 | Indirect |
Footnotes
F1: Each restricted stock unit ("RSU"), including dividend equivalents, represents a contingent right to receive one share of UTC common stock.
F2: The reporting person was awarded 8,410 RSUs, of which 4,205 RSUs plus accumulated dividend equivalents vest on May 1, 2019, and 4,205 RSUs plus accumulated dividend equivalents vest on May 1, 2021.
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