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RTX Corp Director's Dealing 2017

Jul 6, 2017

29781_dirs_2017-07-06_5fe0efd7-0951-4d53-821a-2f9536679f29.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-07-01

Reporting Person: DELPECH PHILIPPE (President, Otis Elevator)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-01 Common Stock M 11574.0000 $0.0000 Acquired 49695.0000 Direct
2017-07-01 Common Stock F 1060.0000 $122.0800 Disposed 48635.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-01 Restricted Stock Units RSU $ M 11574.0000 Disposed Common Stock (11574.0000) Direct

Footnotes

F1: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.

F2: On July 1, 2013, the reporting person was granted 21,110 RSUs, which included the right to receive dividend equivalents. On July 1, 2015, the second anniversary of the grant date, 11,005 RSUs, which included accumulated dividend equivalents, vested. On July 1, 2017, the remaining RSUs, including accumulated dividend equivalents, vested.