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RTX Corp — Director's Dealing 2017
Jul 6, 2017
29781_dirs_2017-07-06_5fe0efd7-0951-4d53-821a-2f9536679f29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-07-01
Reporting Person: DELPECH PHILIPPE (President, Otis Elevator)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-01 | Common Stock | M | 11574.0000 | $0.0000 | Acquired | 49695.0000 | Direct |
| 2017-07-01 | Common Stock | F | 1060.0000 | $122.0800 | Disposed | 48635.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-01 | Restricted Stock Units RSU | $ | M | 11574.0000 | Disposed | Common Stock (11574.0000) | Direct |
Footnotes
F1: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
F2: On July 1, 2013, the reporting person was granted 21,110 RSUs, which included the right to receive dividend equivalents. On July 1, 2015, the second anniversary of the grant date, 11,005 RSUs, which included accumulated dividend equivalents, vested. On July 1, 2017, the remaining RSUs, including accumulated dividend equivalents, vested.
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