RTX Corp — Director's Dealing 2017

Nov 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2017-11-01

Reporting Person: Marks Judith Fran (President, Otis)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-01	Restricted Stock Units	$	A	16660.0000	Acquired		Common Stock (16660.0000)	Direct
2017-11-01	Restricted Stock Units RSU	$	A	8330.0000	Acquired		Common Stock (8330.0000)	Direct

Footnotes

F1: The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K).

F2: Each Restricted Stock Unit (RSU), including accumulated dividend equivalents, represents a contingent right to receive one share of UTC common stock.